Portfolio Construction Framework

Translating alpha signals and risk models into actual portfolio positions requires careful optimization and rebalancing decisions.

Key Topics

Architecture

Design choices between unified vs per-portfolio signal estimation, and single-book vs multi-book approaches.

Optimization

Mean-variance optimization with constraints, including factor neutrality, position limits, and turnover penalties.

Rebalancing

When and how often to rebalance, accounting for transaction costs and signal decay.

Transaction Costs

Modeling and minimizing costs including spreads, market impact, and financing.

Core Principles

  1. Cost awareness - Transaction costs matter more than small alpha improvements
  2. Simplicity - Complex optimizers often underperform simple approaches
  3. Robustness - Optimization should degrade gracefully with estimation error
  4. Flexibility - Easy to adjust for different mandates and constraints

Design Decisions

The key architectural choice: unified signal estimation with per-portfolio optimization.

This approach: